Insider Trading Compliance: Trends and Legal Developments Impacting Policies and Procedures
Event Details
January 23, 2020
2-3 p.m. (EST)
This installment in our Strategic-Asset General Counsel webinar series, hosted by NACD and Katten, will focus on trends and legal developments impacting insider trading compliance policies and procedures. Potential discussion points are:
- Current enforcement environment and trends
- FINRA and SEC surveillance activities
- Special blackout periods
- Hedging, pledging, and gifts
- Cybersecurity considerations
- Employee training
- Rule 105-1 plans