Rising Risks of Securities Litigation

Event Details

February 13, 2020

2-3 p.m. (EST)

In this installment in our Strategic-Asset General Counsel webinar series, hosted by NACD and Katten, a panel of experts discussed rising risks associated with securities litigation. Discussion topics included:

  • The historically high number of securities cases being filed
  • Cases based on the Securities Act of 1933 filed in state court
  • The tightening of incorporation by reference and judicial notice
  • Sharpened duty of oversight
  • Books and records litigation

Additional Resources  

Katten Securities Litigation and Enforcement Practice Insights

NACD Resource Center: Role of the General Counsel/Corporate Secretary