Regulatory Watch

Are You Up to Speed on the New Rules Governing 10b5-1 Trading Plans?

By Bob Romanchek and Donald Kalfen

02/15/2023

Directorship Magazine

The US Securities and Exchange Commission (SEC) has dramatically changed the legal landscape governing Rule 10b5-1 trading plans. Late last year, the SEC adopted new rules covering the terms, operation, and disclosure of such trading plans. These new requirements are effective Feb. 27, 2023, and apply to trading plans...

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Bob Romanchek
Bob Romanchek is a partner at the executive compensation consulting firm Meridian Compensation Partners.

Don Kalfen
Donald Kalfen is a partner at the executive compensation consulting firm Meridian Compensation Partners in Lake Forest, Illinois.

 


This article is from the Winter 2023 issue of Directorship.